Page 256 - JobsPlus - Occupational Handbook

Occupation Code: 3311 Securities and Finance Dealer/Broker
Alternative titles: Securities Broker, Stocks and Shares Broker, Foreign Exchange Broker, Foreign Exchange Dealer
Job description and duties
Securities and Finance Dealers/Brokers execute orders from the Financial and Investment Advisor in relation to negotiations and transactions involving financial instruments and securities. A Securities and Finance Dealer/ Broker is typically expected to:
• Monitor market conditions and analyse relevant market data
• Compile and present findings
• Liaise with private and commercial clients on
financial deals
• Execute and finalise trade deals
• Record assets acquired
• Comply with the rules and regulations of the
Malta Stock Exchange
• Keep abreast with any new developments
Work environment
Securities and Finance Dealers/Brokers typically work in a fast-paced and demanding environment and typically work in the private
sector with banks, financial services firms or specialist brokers. Opportunities within the public sector may be available in entities such as the Treasury Department. Working on a self-employed basis may also be an option. Securities and Finance Dealers/Brokers may be required to meet their clients outside their offices and may also be required to travel abroad.
Securities and Finance Dealers/Brokers typically work full-time. However, working additional hours may be expected in order to meet deadlines.
Occupation data
Entry level education / special licences / warrants
To work as a Securities and Finance Dealer/ Broker, a qualification at MQF Level 6 is typically required in areas such as Accountancy, Economics, Banking and Finance, Insurance and Risk Management. Training programmes include:
• Bachelor of Commerce (Honours) (University of Malta) (MQF Level 6)
Number of employees (2017)
99
Share of foreigners (2017)
29%
Job Outlook (2018 - 2022)
+29%
Median Pay (per annum)
€21,000
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